Western Australia
Legal Practice Board Rules 2004
Western Australia
Legal Practice Board Rules 2004
CONTENTS
Part 1 — Introductory
1.Citation1
2.Interpretation1
Part 2 — Legal Practice Board
Division 1 — Election of members
3.Annual election date2
4.Returning officers2
5.Nomination of candidates2
6.Candidates elected when nominations equal vacancies2
7.Ballot papers2
8.Voting3
9.Commencement of term of office4
10.Results to be published in Gazette4
11.Non‑receipt of ballot papers5
Division 2 — Board meetings
12.Board meetings5
13.Notice of meeting5
14.Urgent meetings5
15.Voting6
16.Recission or amendment6
17.Minutes6
Division 3 — Committees
18.Convenor and deputy convenor6
19.Committee meetings6
20.Application of applied provisions7
Part 3 — Articled Clerks
Division 1 — Articles
21.Examinations — s. 19(1)(b)8
22.Application and registration8
23.Assignment or replacement of articles8
24.Date of registration9
25.Notification of change of details9
26.Conduct of articled clerks and principals9
27.Certificate of completion of articles10
28.Supervision of articled clerks10
Division 2 — Courses and examinations
29.Articles Training Programme11
30.Other courses for articled clerks11
31.Courses and examinations generally11
Part 4 — Admission and practice certificates
Division 1 — Qualifications for admission
32.Universities — s. 27(2)(a)(i)12
33.Other qualifications under s. 27(2)(a)(ii)12
34.Term of articles and practical legal training — s. 27(2)(a)12
35.Other qualifications under s. 27(2)(b)13
Division 2 — Application for admission
36.Notice of intention to apply14
37.Prescribed fee — s. 28(1)(e)16
38.Advertisement of intention to apply for admission16
39.Application to the Court17
40.Applicant for admission to appear in person17
41.Certificate of completion of restricted practice17
Division 3 — Re‑admission
42.Notice of intention to apply for re‑admission17
43.Application for re‑admission18
Division 4 — Practice certificates
44.Application for practice certificate — s. 37(2)18
45.Notification of change of details19
Part 5 — Interstate practitioners, foreign lawyers and supervising solicitors
46.Interstate practitioners — notification of establishment of office — s. 9120
47.Foreign lawyers — s. 103, 104, 10820
48.Supervising solicitor to notify clients21
Part 6 — Trust accounts
49.Interpretation22
50.Application22
51.Books of account22
52.Trust moneys23
53.Payments out of trust accounts not to exceed clients account balance24
54.Direction for payment of trust moneys25
55.Cheques25
56.Electronic transfer of funds26
57.Balancing of trust books26
58.Accountant’s certificate — s. 14726
59.Information to be provided to accountant28
60.Solicitors’ Guarantee Fund — s. 14628
61.Partnerships and incorporated legal practices28
62.Form and retention of books of account28
Part 7 — Law Library
63.Interpretation30
64.People entitled to use the library30
65.Librarian may suspend or restrict entitlement to use library31
66.Board may suspend or restrict entitlement to use library32
67.Use of the library and books32
68.Borrowing books33
69.Removal of unauthorised people and retrieval of books33
Part 8 — Miscellaneous
70.Register of legal practitioners35
71.Documents to be in writing35
72.Address for giving documents36
73.Alternative forms, documents or information36
74.Further information to be provided36
75.Applications36
76.Board may excuse non-compliance37
Part 9 — Repeal and transitional
77.Repeal38
78.5 year articled clerks38
79.Application of these Rules38
80.Amendment of old Rules39
Schedule 1 — Forms41
Form 1— Application for registration of articles41
Form 2 — Deed of articles of clerkship43
Form 3 — Certificate of good character for registration as an articled clerk46
Form 4 — Application for registration of assignment of articles47
Form 5 — Deed of assignment of articles48
Form 6 — Application for cancellation of registration of articles and registration of new articles50
Form 7 — Certificate of completion of articles51
Form 8 — Application for approval of qualification for s. 27(2)(a)(ii)52
Form 9 — Application for approval of qualifications and experience for s. 27(2)(b)53
Form 10 — Notice of intention to apply for admission56
Form 11 — Certificate of good character for applicant for admission58
Form 12 — Advertisement of intention to apply for admission59
Form 13 — Affidavit of applicant for admission60
Form 14 — Certificate of completion of restricted practice61
Form 15 — Notice of intention to apply for re-admission62
Form 16 — Certificate of good character for applicant for re‑admission63
Form 17 — Application for practice certificate63
Form 18 — Notice of establishment of office by interstate practitioner67
Form 19 — Application for registration as foreign lawyer70
Form 20 — Accountant’s certificate74
Notes
Compilation table76
Western Australia
Legal Practice Act 2003
Legal Practice Board Rules 2004
Made by the Legal Practice Board under section 252 of the Legal Practice Act 2003.
These rules may be cited as the Legal Practice Board Rules 2004.
In these Rules —
“articles” means articles of clerkship to a legal practitioner;
“Articles Training Programme” means the programme of practical legal training for articled clerks (including assessments and examinations) conducted by the Board;
“chairperson” includes a member of the Board presiding at a meeting of the Board in the absence of the chairperson;
“committee” means a committee appointed under section 10;
“Form” means a form set out in Schedule 1;
“principal” means a legal practitioner to whom an articled clerk is articled;
“secretary” means the secretary to the Board;
“section” means, except in Part 9, section of the Act.
(1)Elections to elect members of the Board for the purposes of section 7(1)(d) are to be held on the first Tuesday in April each year.
(2)If the first Tuesday in April is a day when the offices of the Supreme Court are closed, the election is to be held on the second Tuesday in April.
The Board is to appoint a Returning Officer and an Assistant Returning Officer for each election.
(1)A legal practitioner who is eligible to be a member of the Board may nominate as a candidate in an election by giving a notice of intention to stand to the Board at least 28 days before the election date.
(2)A notice of intention to stand is to be signed by the nominee and countersigned by another legal practitioner who is eligible to vote in the election.
6.Candidates elected when nominations equal vacancies
If the number of candidates in an election is less than or equal to the number of vacancies, the candidates are all elected and the election need not be held.
(1)If the number of candidates in an election exceeds the number of vacancies, the secretary is to give a ballot paper to each legal practitioner who is eligible to vote in the election.
(2)On the ballot paper —
(a)the candidates are to be listed in the order determined by lot by the secretary; and
(b)a candidate who is a member of the Board standing for re‑election is to be identified as such.
(3)The secretary is to give the ballot paper —
(a)with a ballot paper envelope for the purposes of rule 8(1)(b);
(b)in an envelope marked “Confidential” and initialled by the secretary; and
(c)at least 10 days before the election date.
(1)A legal practitioner who is eligible to vote in an election may cast his or her vote by —
(a)indicating on the ballot paper, by clearly scoring through them, the names of the candidates for whom the legal practitioner does not wish to vote;
(b)sealing the ballot paper in an envelope marked “Ballot Paper” and signing the envelope; and
(c)returning the ballot paper to the secretary.
(2)A vote is not valid unless it is received by the secretary before 12 noon on the election date.
(3)A legal practitioner must not cast more than one vote in an election.
(4)As soon as practicable after 12 noon on the election date —
(a)the secretary is to give to the returning officer, unopened, all the ballot paper envelopes returned under subrule (1)(c);
(b)the Returning Officer, assisted by the Assistant Returning Officer, is to —
(i)open the ballot paper envelopes;
(ii)decide on the validity of each ballot paper; and
(iii)record the number of votes cast for each candidate.
(5)When all the votes have been counted the Returning Officer is to give to the Board —
(a)the record of votes signed by the Returning Officer and the Assistant Returning Officer; and
(b)the valid and invalid ballot papers (in 2 separate, clearly marked bundles).
(6)The candidates, equal in number to the number of vacancies, who receive the most votes are elected.
(7)If —
(a)2 or more candidates receive the same number of votes; and
(b)after candidates who received more votes are elected, the number of vacancies left is less than the number of candidates referred to in paragraph (a),
the chairperson has a casting vote to decide which of the candidates referred to in paragraph (a) is elected.
9.Commencement of term of office
The people elected under rules 6 or 8 take office on the Thursday after the election date.
10.Results to be published in Gazette
The secretary is to cause a notice setting out the names of the successful candidates, and of all other members of the Board, to be published in the Gazette.
11.Non‑receipt of ballot papers
A failure by the secretary to give a ballot paper to a legal practitioner in accordance with rule 7, or the non‑receipt of a ballot paper by a legal practitioner, does not affect the validity of an election.
(1)Board meetings are to be held —
(a)at the times and places determined by the Board; and
(b)at other times at the request of the chairperson or 2 members of the Board.
(2)A request for a Board meeting is to be in writing, signed by the chairperson or members of the Board and given to the secretary at least 48 hours before the time requested for the meeting.
(1)The secretary is to notify all members of the Board of the time and place of a Board meeting at least 24 hours before the time for that meeting.
(2)A failure by the secretary to notify a member of the Board in accordance with subrule (1), or the non‑receipt by a member of the Board of such a notice, does not affect the validity of the meeting or anything done or agreed to at the meeting.
(1)If a committee decides that the urgency of a matter being considered at a committee meeting requires immediate consideration by the Board, the members of the committee present at the meeting may immediately sit as the Board for the purpose of considering, and making a decision on, that matter.
(2)Rules 12 and 13 do not apply to a meeting held under subrule (1).
(1)Subject to subrule (2), voting at a Board meeting is to be by show of hands.
(2)If 2 members of the Board present at a meeting call for a ballot in respect of a resolution, voting for that resolution is to be by ballot.
The Board cannot rescind or amend a resolution passed at a previous Board meeting unless notice of the proposed rescission or amendment is given in the notice convening the meeting.
(1)The secretary is to keep minutes of every Board meeting.
(2)The minutes, when signed by the chairperson of that or a subsequent meeting, are binding and conclusive for all purposes.
(1)The Board is to appoint a convenor and deputy convenor for each committee.
(2)Schedule 1 clauses 1 and 6 of the Act apply to a convenor and deputy convenor.
(1)Schedule 1 clauses 3, 4 and 5 of the Act and rules 12, 13, 15, 16 and 17(1) apply to committee meetings.
(2)The minutes of a committee meeting, when signed by the convenor of that meeting or by the chairperson, are binding and conclusive for all purposes.
20.Application of applied provisions
For the purpose of applying the provisions referred to in rules 18(2) and 19(1), a reference in those provisions to —
(a)the Board, is to be read as a reference to the committee;
(b)the chairperson, is to be read as a reference to the convenor;
(c)the deputy chairperson, is to be read as a reference to the deputy convenor; and
(d)a member of the Board, is to be read as a reference to a member of the committee.
For the purposes of section 19(1)(b), the required examinations are the examinations needed to be passed to obtain a degree or other qualification referred to in section 27(2)(a)(i) or (ii) or (2)(b)(i).
22.Application and registration
(1)A person wanting to register articles must lodge an application for registration of articles with the Board.
(2)An application for registration of articles is to be in the form of Form 1 and is to be accompanied by —
(a)a deed of articles of clerkship in the form of Form 2;
(b)2 certificates of good character in the form of Form 3;
(c)a copy of the applicant’s academic record;
(d)a certificate from the Police Force, given not more than one month before the application is lodged, setting out details of any offences committed by the applicant;
(e)a certified copy of the applicant’s birth certificate;
(f)payment of a fee of $200.
23.Assignment or replacement of articles
(1)If an event referred to in section 22 occurs, the articled clerk may apply to the Board to —
(a)assign his or her articles to a new principal; or
(b)cancel the registration of his or her articles and register new articles with another legal practitioner for the unexpired balance of the term of the former articles.
(2)An application for registration of assignment of articles is to be —
(a)in the form of Form 4; and
(b)accompanied by a deed of assignment of articles in the form of Form 5.
(3)An application to cancel the registration of articles and register new articles is to be —
(a)in the form of Form 6; and
(b)accompanied by a deed of articles of clerkship in the form of Form 2.
(4)When articles are assigned or replaced the obligations of the old principal under the deed of articles cease when the assignment is, or new articles are, registered.
Registration of articles, or an assignment of articles, takes effect on the date determined by the Board.
25.Notification of change of details
An articled clerk must notify the Board of any change in any of the information given in or with the application for registration of articles, or any application lodged under rule 23.
26.Conduct of articled clerks and principals
(1)During the term of his or her articles, an articled clerk must —
(a)comply with his or her obligations under those articles; and
(b)attend all courses determined by the Board in relation to articled clerks in general or that articled clerk in particular.
(2)During the term of an articled clerk’s articles, a principal must —
(a)comply with his or her obligations under those articles; and
(b)ensure that the duties required of the articled clerk by the principal do not prevent the articled clerk from attending the courses the articled clerk is required to attend.
27.Certificate of completion of articles
(1)If an articled clerk complies with his or her obligations under the Act and his or her articles, at the end of the term of the articles the principal must give to the articled clerk a certificate of completion of articles in the form of Form 7.
(2)If articles are assigned or replaced under section 22, subrule (1) applies at the time the assignment is, or new articles are, registered.
(3)The articled clerk must give the certificate to the Board.
28.Supervision of articled clerks
(1)The Board may supervise the conduct of articled clerks in general or an articled clerk in particular.
(2)For the purposes of subrule (1) the Board may require an articled clerk or principal to —
(a)make available to the Board any document or other information in his or her possession or control;
(b)appear before the Board and answer questions put to the person.
(3)If the Board determines that an articled clerk has not complied with his or her obligations under the Act or his or her articles, the Board may determine that a specified period not be counted as part of the term of those articles.
Division 2 — Courses and examinations
(1)An articled clerk must —
(a)attend all lectures and other classes; and
(b)sit all examinations,
forming part of the Articles Training Programme.
(2)An articled clerk who has not completed all the other requirements of the Articles Training Programme cannot sit the examinations referred to in subrule (1)(b).
30.Other courses for articled clerks
(1)An articled clerk must attend any other courses, and sit any other examinations, determined by the Board in relation to articled clerks in general or that articled clerk in particular.
(2)If such a course is conducted by the Board, an articled clerk who has not attended at least 90% of the lectures or classes forming part of the course cannot sit the examinations for the course.
31.Courses and examinations generally
(1)The Board may allow an articled clerk who fails an examination conducted by the Board to sit a supplementary examination.
(2)Courses and examinations conducted by the Board are to be run by the people, in the manner and at the times and places, determined by the Board.
Part 4 — Admission and practice certificates
Division 1 — Qualifications for admission
32.Universities — s. 27(2)(a)(i)
For the purposes of section 27(2)(a)(i) the following universities are specified —
(a)The University of Western Australia;
(b)Murdoch University; and
(c)The University of Notre Dame Australia.
33.Other qualifications under s. 27(2)(a)(ii)
(1)A person intending to apply for admission as a person qualified under section 27(2)(a)(ii) must, after obtaining the qualification or during his or her final year of study, apply to the Board for its opinion of his or her qualification.
(2)An application under subrule (1) is to be in the form of Form 8 and be accompanied by —
(a)a copy of the person’s academic record; and
(b)payment of a fee of $250.
(3)A person who lodges an application under subrule (1) during his or her final year of study must, after obtaining the qualification, give to the Board a copy of his or her academic record including the completed qualification.
34.Term of articles and practical legal training — s. 27(2)(a)
(1)For the purposes of section 27(2)(a), the prescribed term of articles is —
(a)one year; or
(b)if the person has —
(i)after obtaining a degree or other qualification referred to in section 27(2)(a) of the Act; and
(ii)during the 2 years preceding the registration of his or her articles,
been engaged in employment determined by the Board to have provided sufficient professional training and experience to justify a shorter term of articles, 6 months.
(2)For the purposes of section 27(2)(a), the Articles Training Programme is prescribed as the requirements for practical legal training.
35.Other qualifications under s. 27(2)(b)
(1)A person intending to apply for admission as a person qualified under section 27(2)(b) must apply to the Board for —
(a)its opinion of his or her qualifications and experience; and
(b)a determination of the requirements the Board would impose under section 27(3) for the applicant to be qualified to be admitted.
(2)An application under subrule (1) is to be in the form of Form 9 and be accompanied by —
(a)a copy of the person’s academic record; and
(b)payment of a fee of $250.
(3)If the person is seeking approval of his or her experience for the purposes of section 27(2)(b)(ii) the application is to also be accompanied by —
(a)a copy of the person’s admission certificate (or its equivalent) for each jurisdiction in which the person is admitted;
(b)a copy of the person’s practice certificate (or its equivalent) for each jurisdiction in which the person is entitled to practice; and
(c)copies of any documents evidencing the person’s experience in legal practice.
Division 2 — Application for admission
36.Notice of intention to apply
(1)Before applying to the Court for admission a person must give a notice of intention to apply for admission to the Board.
(2)A notice of intention to apply for admission must be given to the Board at least —
(a)if the person is qualified under section 27(2)(b) and is not admitted in another State or Territory or in New Zealand, 3 months; or
(b)otherwise, 2 months,
before applying to the Court for admission.
(3)A notice of intention to apply for admission is to be in the form of Form 10 and be accompanied by —
(a)a copy of the person’s academic record;
(b)a certificate from the Police Force, given not more than one month before the notice is given to the Board, setting out details of any offences committed by the person in this State; and
(c)payment of the fee prescribed by rule 37.
(4)If the person is qualified under section 27(2)(a) the notice is to also be accompanied by —
(a)a certificate from the director of the Articles Training Programme confirming that the person has successfully completed the Articles Training Programme; and
(b)2 certificates of good character in the form of Form 11 from —
(i)local practitioners of at least 2 years’ standing; or
(ii)if the person is qualified under section 27(2)(b), people of good repute and standing from the jurisdiction in which the person is currently practising or last practised.
(5)If the Board imposed any requirements on the person under section 27(3) the notice is to also be accompanied, if the requirements were imposed under —
(a)section 27(3)(a), by documentary evidence that the person has satisfied those requirements; and
(b)section 27(3)(b), by a certificate of completion of articles in the form of Form 7 from the person’s principal.
(6)If the person is qualified under section 27(2)(b)(ii) the notice is to also be accompanied by —
(a)a certificate from the regulatory authority corresponding to the Supreme Court in each jurisdiction in which the person has been admitted stating whether the person —
(i)is still on the roll of admitted practitioners (or its equivalent), and if not, giving details of when and why the person was removed from the roll;
(ii)has ever been struck off or suspended, and if so, giving details of when, why and for what period the person was struck off or suspended; and
(iii)has ever been the subject of a complaint to the regulatory authority, and if so, giving the date of the complaint and details of its nature and how it was dealt with;
(b)a certificate from the regulatory authority corresponding to the Complaints Committee in each jurisdiction in which the person has been admitted stating whether the person —
(i)has ever been the subject of a complaint to the authority; and
(ii)if so, giving the date of the complaint and details of its nature and how it was dealt with;
and
(c)an affidavit sworn by the person, giving details of the system of jurisprudence in each jurisdiction in which he or she has practised.
(7)Certificates for the purposes of subrule (6)(a) and (b) must have been given by the regulatory authority not more than 4 months before the notice is given to the Board.
(8)In subrule (6) —
“regulatory authority” of a place other than this State or another State means a person or body in that place having a function conferred by legislation relating to regulation of legal practice that corresponds to such a function exercised by a regulatory authority of this State.
37.Prescribed fee — s. 28(1)(e)
For the purposes of section 28(1)(e) and rule 36(3)(c), the prescribed fee is —
(a)if the applicant has not previously been admitted in any jurisdiction, $250;
(b)if the applicant has been admitted and is entitled to practise in another State or Territory or New Zealand, $750; or
(c)otherwise, $1,000.
38.Advertisement of intention to apply for admission
(1)A person intending to apply for admission must cause an advertisement of his or her intention to appear twice in a daily newspaper circulating throughout the State.
(2)The advertisements are to be in the form of Form 12 and must appear —
(a)at least 14 days, but not more than 28 days, before the applicant applies to the Court for admission; and
(b)at least 7 days apart.
A person applying to the Court for admission must —
(a)lodge the application after receipt of the certificate referred to in section 28(1)(c); and
(b)lodge with the application an affidavit in the form of Form 13.
40.Applicant for admission to appear in person
Subject to section 30(2), an applicant for admission must attend in person before the Full Court when his or her admission is moved.
41.Certificate of completion of restricted practice
(1)A person who completes a term as an employed legal practitioner for the purposes of section 33(1) or (2) must give a certificate of completion of restricted practice to the Board within 14 days of the end of that term.
(2)A certificate of completion of restricted practice is to be in the form of Form 14.
42.Notice of intention to apply for re‑admission
(1)A person intending to apply for re‑admission under section 34(1) must give a notice of intention to apply for re‑admission to the Board at least 3 months before applying to the Court for re‑admission.
(2)A notice of intention to apply for re‑admission is to be in the form of Form 15 and be accompanied by —
(a)certificates of good character in the form of Form 16 from —
(i)each person by whom the applicant has been employed since being struck off; and
(ii)at least 2 other people of good repute and standing;
and
(b)payment of a fee of $250.
43.Application for re‑admission
Rules 38, 39 and 40 apply in relation to a person applying for re‑admission as if he or she were applying for admission.
Division 4 — Practice certificates
44.Application for practice certificate — s. 37(2)
(1)For the purposes of section 37(2)(a) and (b), Form 17 is approved and the information required to complete that Form is prescribed.
(2)An application for a practice certificate is subject to confirmation from the insurer with whom the applicant, or the applicant’s employer, holds professional indemnity insurance confirming that the insurance is current and setting out any restrictions or limitation to which the insurance is subject.
(3)For the purposes of section 37(2)(c) the prescribed fee is —
(a)if the application is for a practice certificate to which section 42(b) applies and the completed application is lodged with the secretary after 31 December, $500; or
(b)if the completed application for a practice certificate, including all documents required to be provided pursuant to section 147 and rule 44, are lodged with the secretary on or before 31 May, $950;
(c)otherwise, $1 000.
(4)Any application for a practice certificate that is not lodged with the secretary on or before 30 June is subject to the following surcharge —
(a)if the completed application is lodged on or before 31 July, 25 % of the application fee; or
(b)if the completed application is lodged after 31 July but on or before 31 August, 50 % of the application fee; or
(c)if the completed application is lodged after 31 August, 100 % of the application fee.
[Rule 44 amended in Gazette 12 Apr 2005 p. 1170; 6 May 2005 p. 2023.]
45.Notification of change of details
(1)A certificated practitioner must notify the Board immediately of any change in any of the information given in or with the practitioner’s most recent application for a practice certificate.
(2)A person who is taken to be a certificated practitioner under section 36 must notify the Board immediately of any change in the person’s name, address, telephone or fax number, email address or employer.
Part 5 — Interstate practitioners, foreign lawyers and supervising solicitors
(1)A notice for the purposes of section 91(1) is to be in the form of Form 18 and be accompanied by —
(a)a copy of the interstate practitioners current practice certificate;
(b)a copy of the policy of professional indemnity insurance covering the interstate practitioner’s practice in this State; and
(c)a certificate from the insurer —
(i)confirming that the insurance —
(I)extends to practice in this State; and
(II)is current;
and
(ii)setting out any restrictions or limitation to which the insurance is subject.
(2)For the purposes of section 91(2)(e) the particulars required to complete Form 18 are prescribed.
(3)An interstate practitioner with an office in this State must notify the Board immediately of any change in any of the information given in or with the notice given under section 91(1).
47.Foreign lawyers — s. 103, 104, 108
(1)A notice for the purposes of section 103 is to be —
(a)in the form of Form 19; and
(b)accompanied by an affidavit sworn by the foreign lawyer, giving details of the system that exists for the regulation of legal practice in the place outside Australia in which he or she is registered to practise law.
(2)A registered foreign lawyer must notify the Board immediately of any change in any of the information given in or with the notice given under section 103.
(3)For the purposes of section 104(1) the prescribed fees are —
(a)an application fee of $400; and
(b)a registration fee of $200.
(4)For the purposes of section 108 the annual registration fee is $600.
48.Supervising solicitor to notify clients
(1)A supervising solicitor must give notice of his or her appointment to each client for whom the legal practitioner to whose practice the supervising solicitor has been appointed was currently acting —
(a)in the case of a deceased legal practitioner, at the time the practitioner died;
(b)in the case of a former incorporated legal practice, at the time it was deregistered or dissolved; or
(c)otherwise, at the time the supervising solicitor was appointed.
(2)A supervising solicitor appointed to the practice of a deceased legal practitioner must give notice of his or her appointment to any other client or former client of the deceased legal practitioner before undertaking new work for that client.
(3)In this rule “legal practitioner”, “supervising solicitor” and “practice” have the same meanings as in Part 11 of the Act.
In this Part —
“accountant” has the same meaning as in section 147;
“client”, in relation to trust moneys received by a legal practitioner, means the person for whose use or benefit the moneys were received;
“legal practitioner” has the same meaning as in Part 10 of the Act.
This Part, other than rule 51, does not apply to a legal practitioner who, in the course of his or her legal practice, does not receive trust moneys.
A legal practitioner must maintain books of account that clearly distinguish —
(a)between trust moneys and other moneys received by the legal practitioner;
(b)in the case of an incorporated legal practice or a multi-disciplinary partnership, between moneys received in relation to legal services provided by the practice or partnership and moneys received in relation to other services;
(c)in the case of an interstate legal practitioner or a registered foreign lawyer, between moneys received in the course of his or her legal practice in this State and moneys received in relation to his or her practice elsewhere; and
(d)if the legal practitioner has more than one place of practice and the Board so requires, between moneys received in the course of his or her legal practice at each place.
(1)A legal practitioner must maintain books of account for —
(a)the receipt and payment of trust moneys by the legal practitioner; and
(b)trust accounts maintained by the legal practitioner pursuant to section 140.
(2)The books of account required under subrule (1)(a) are to include —
(a)for each receipt of trust moneys —
(i)the date and amount received;
(ii)the name of the client;
(iii)details of the transaction in respect of which the moneys are received; and
(iv)details of any directions given by the client as to how the moneys are to be dealt with;
(b)for each payment made out of trust moneys —
(i)the date and amount of the payment;
(ii)the name of the payee;
(iii)details of the transaction in respect of which the payment is made; and
(iv)details of the direction in compliance with which the payment is made;
and
(c)for each application of trust moneys towards the payment of costs and disbursements charged by the legal practitioner —
(i)the date of the application and amount applied; and
(ii)details of the transaction in respect of which the costs and disbursements are charged.
(3)The books of account required under subrule (1)(b) are to include, for each debit or credit to the account —
(a)the date and amount debited or credited;
(b)the name of the client;
(c)details of the transaction in respect of which the debit or credit occurred;
(d)in the case of a deposit — whether it consisted of cash or cheques, and if cheques, the name of the drawer of each cheque;
(e)in the case of a cheque drawn on the account — the cheque number and the names of the payee and the person who signed the cheque; and
(f)in the case of an electronic transfer of funds —
(i)the transfer number (or other identification);
(ii)the name and identifying number of the bank and the account to or from which the funds were transferred; and
(iii)for a transfer out of the account, the name of the person who authorised the transfer.
(4)The details required under subrule (2)(a)(iii), (2)(b)(iii), (2)(c)(ii) and (3)(c) are to include the name or number of the legal practitioner’s files relating to that transaction.
53.Payments out of trust accounts not to exceed clients account balance
(1)Subject to this rule, a legal practitioner must not —
(a)make a payment for or on behalf of a client out of trust moneys held by the legal practitioner; or
(b)apply trust moneys towards the payment of costs and disbursements charged against a client,
if the amount to be paid or applied would exceed the amount of trust moneys held by the legal practitioner for or on behalf of that client.
(2)A legal practitioner may make a payment or application that would otherwise be contrary to subrule (1) if the legal practitioner —
(a)before doing so, pays into a trust account an amount of his or her own money equal to the excess referred to in subrule (1); and
(b)retains that amount in the account until further trust moneys of that amount are credited to the account for or on behalf of that client.
(3)If a payment of trust moneys is made to a bank in order to obtain a bank cheque payable to or on behalf of a client, subrule (1) does not apply while the legal practitioner retains possession of the cheque.
54.Direction for payment of trust moneys
(1)A legal practitioner must not act on a direction referred to in section 137(1)(b) or (2) unless it is in writing and signed by the client.
(2)Subrule (1) does not apply to a direction from a client that trust moneys are to be paid to the client or deposited in a trust account.
(1)A legal practitioner must not draw a cheque on a trust account unless it is individually numbered and is crossed and marked “not negotiable”.
(2)A legal practitioner must not draw a cheque on a trust account that is made payable to cash.
(3)A legal practitioner must not authorise a bank to pay cheques drawn on a trust account which are not signed by —
(a)the legal practitioner;
(b)a partner of the legal practitioner who is also a legal practitioner;
(c)in the case of a legal practitioner director, another legal practitioner director of the incorporated legal practice; or
(d)at least 2 people authorised in writing by the legal practitioner to sign cheques drawn on the account.
56.Electronic transfer of funds
A legal practitioner must not authorise a bank to electronically transfer funds out of a trust account if the transfer is not approved in writing signed by —
(a)the legal practitioner;
(b)a partner of the legal practitioner who is also a legal practitioner;
(c)in the case of a legal practitioner director, another legal practitioner director of the incorporated legal practice; or
(d)at least 2 people authorised in writing by the legal practitioner to approve transfers out of the account.
(1)At least once a month, and at intervals of not more than 6 weeks, a legal practitioner must reconcile and prepare reconciliation statements for the accounts maintained under rules 52(1)(a) and (b)
(2)The reconciliation statements are to be in a form approved, and include the information required, by an accountant.
58.Accountant’s certificate — s. 147
(1)An accountant’s certificate for the purposes of section 147 is to be in the form of Form 20.
(2)Before giving a certificate an accountant must conduct test checks on —
(a)a number of transactions involving —
(i)trust moneys, to determine whether they have been properly recorded in the books of account; and
(ii)moneys credited to non‑trust accounts to determine whether any trust moneys were credited to those accounts;
and
(b)the books of account as a whole to determine —
(i)their arithmetical accuracy; and
(ii)whether the legal practitioner has complied with this Part.
(3)Subrule (2) does not require an accountant to —
(a)conduct inquiries beyond the information made available by the legal practitioner;
(b)inquire into any securities, documents or other property held by the legal practitioner on behalf of a client;
(c)consider whether the books of account were properly maintained or correct prior to the date as at which the previous accountant’s certificate was given; or
(d)extend a test check beyond an inspection of more than a few isolated transactions,
unless there are serious irregularities in the books of account or other grounds for suspicion.
(4)Despite subrule (3)(c), an accountant must notify the Board if he or she considers that the books of account were not properly maintained or were incorrect at any time and that there should be a closer examination of those books of account.
59.Information to be provided to accountant
(1)A legal practitioner must make available to an accountant preparing a certificate all documents and other information reasonably required by the accountant for that purpose.
(2)However, a legal practitioner may refuse to make a document or information available to an accountant on the ground of privilege as between the legal practitioner and a client.
60.Solicitors’ Guarantee Fund — s. 146
For the purposes of section 146(1), the prescribed amount is $20.
61.Partnerships and incorporated legal practices
In relation to a legal practitioner who is a partner or a legal practitioner director, it is sufficient compliance with rules 51, 52, 57 and 58 for the legal practitioner to ensure that those rules are complied with in respect of the partnership or the incorporated legal practice.
62.Form and retention of books of account
(1)A legal practitioner who is required under this Part to maintain books of account must —
(a)maintain them in writing; and
(b)keep them, and all source documents —
(i)at his or her principal place of practice or another place approved by the Board;
(ii)in good order and condition; and
(iii)for at least 7 years from the date of the transactions to which they relate.
(2)A legal practitioner who maintains his or her books of account electronically in accordance with the Electronic Transactions Act 2003 must produce a written copy of those accounts at the request of the Board or an accountant preparing a certificate.
In this Part —
“book” includes a document, film, tape, recording, disc or other thing forming part of the contents of the library;
“committee” means the committee to which the Board has delegated authority to oversee the management of the library;
“librarian” means the person employed or appointed to manage the library, or anyone acting in that position, and in rules 67 and 68, includes any staff under the librarian’s supervision;
“library” means the Law Library at the Supreme Court and the branch of that library at the Central Law Courts.
64.People entitled to use the library
(1)The following people may use the library free of charge —
(a)judges and magistrates;
(b)members and officers of State or Commonwealth courts, tribunals, boards or similar bodies;
(c)certificated practitioners;
(d)articled clerks;
(e)members of Parliament;
(f)members of a department of the staff of Parliament referred to in the Parliamentary and Electorate Staff (Employment) Act 1992;
(g)members of the Police Force;
(h)holders of an office, post or position established under an Act;
(i)public service officers and employees within the meaning of the Public Sector Management Act 1994; and
(j)employees of people referred to in paragraphs (a) to (i) acting in the course of their employment.
(2)Law students may use the library free of charge subject to any restrictions determined by the committee.
(3)The following people may use the library subject to any restrictions, including as to payment of a fee, determined by the committee —
(a)interstate practitioners;
(b)foreign lawyers;
(c)employees of people referred to in paragraphs (a) and (b) acting in the course of their employment;
(d)litigants in person, and officers and employees of corporate litigants; and
(e)any other person, or class of people, determined by the committee.
65.Librarian may suspend or restrict entitlement to use library
(1)If it appears to the librarian that there are sufficient grounds for doing so, the librarian may summarily suspend, or impose restrictions on, a person’s entitlement to use the library for such period as the librarian thinks fit.
(2)The librarian may withdraw or alter the terms of a suspension or restriction.
(3)The librarian must notify the committee of any suspension or restriction imposed by the librarian and the withdrawal or any alteration of it.
(4)The committee may confirm, withdraw or alter the terms of, a suspension or restriction imposed by the librarian.
(5)Whether or not the committee has acted under subrule (4), the Board may confirm, withdraw or alter the terms of, a suspension or restriction imposed by the librarian.
66.Board may suspend or restrict entitlement to use library
(1)If it appears to the Board that there are sufficient grounds for doing so, the Board may suspend, or impose restrictions on, a person’s entitlement to use the library.
(2)The Board may withdraw or alter the terms of a suspension or restriction.
67.Use of the library and books
(1)If required by the librarian to do so, a person must register with the librarian before using the library or any books.
(2)A person entitled to use the library may do so —
(a)during the library’s opening hours, as determined by the Board; or
(b)at other times by arrangement with the librarian.
(3)A person in the library or using a book must comply with any reasonable direction given by the librarian.
(4)
(a)must not mark or damage it;
(b)must report to the librarian any mark or damage on or to it;
(c)must not leave it unattended; and
(d)when finished with it, must return it to its proper place in the library or to a place provided by the librarian for the return of books.
(5)A person must not eat, drink or smoke in the library.
(6)A person in the library must open for inspection any bag or other receptacle in the person’s possession at the request of the librarian.
(7)The librarian may open and inspect any bag or other receptacle found unattended in the library.
(8)A person must not obstruct or hinder the librarian in the performance of his or her duties.
(1)A person must not remove a book from the library unless —
(a)it is for use in a hearing in the building in which the library is situated; or
(b)the librarian has authorised the removal of the book.
(2)Subrule (1)(a) does not apply to a book labelled as being not to be removed from the library.
(3)Before removing a book from the library a person must record on a form provided by the librarian —
(a)his or her name;
(b)his or her office or the name of the firm, department or other body of which he or she is a member, officer or employee;
(c)the title of the book; and
(d)the date and time.
(4)Unless otherwise authorised by the librarian, a person removing a book from the library for the purposes of a hearing —
(a)must not remove the book more than one hour before the hearing commences; and
(b)must return the book within 30 minutes after the end of the hearing,
and if the hearing continues for more than one day, paragraphs (a) and (b) apply separately for each day.
69.Removal of unauthorised people and retrieval of books
(1)The librarian may exclude or remove from the library a person who appears to the librarian —
(a)not to be entitled to use the library; or
(b)to be in breach of rule 67 or 68.
(2)The librarian may retrieve a book if it appears to the librarian that —
(a)it was removed from the library in breach of rule 68; or
(b)the person who removed it is in breach of rule 67.
70.Register of legal practitioners
(1)The Board is to maintain a register of legal practitioners.
(2)The register is to include details of —
(a)certificated practitioners;
(b)articled clerks;
(c)interstate legal practitioners who are practising in this State;
(d)registered foreign lawyers;
(e)incorporated legal practices; and
(f)any other person or class of people determined by the Board.
(3)The details to be included in the register are —
(a)the person’s name and address;
(b)the category referred to in subrule (2) to which the person belongs;
(c)a summary of the information given in or with the latest application or notice lodged by the person under section 50, 91 or 103 or rule 22, 23, or 44 and any change in that information of which the Board is notified; and
(d)any other details determined by the Board.
A Form or other notice, certificate or document given for the purposes of these Rules is to be in writing, signed by the person giving it.
72.Address for giving documents
(1)For the purposes of these Rules a document to be given to the Board, it is to be given by posting or delivering it to the secretary at the offices of the Board.
(2)For the purposes of these Rules a document to a person listed in the register maintained under rule 70, may be given by posting or delivering it to that person at the address listed in the register.
73.Alternative forms, documents or information
Where these Rules provide for a Form, a particular document or particular information to be given to the Board in relation to a matter, the Board may accept a document in a different form, a different document or different information, if it considers it appropriate to do so.
74.Further information to be provided
When a person gives an application or notice to the Board for the purposes of these Rules the Board may require the person to —
(a)give to the Board further documents or information; or
(b)appear before the Board and answer questions put to the person,
about the matter to which the application or notice relates.
(1)The Board may accept an application made under these Rules with or without conditions, or may reject the application.
(2)The Board is to notify the applicant of its decision to accept or reject an application and of any conditions.
76.Board may excuse non-compliance
If the Board determines that, in a particular case, it is not practicable for a person to comply with any of these Rules or that there are other special circumstances, the Board may excuse a person from complying with that rule to the extent and subject to any conditions determined by the Board.
Part 9 — Repeal and transitional
The Legal Practice Board Rules 1949 are repealed.
(1)For the purposes of section 7(2)(b)(i) of the Acts Amendment and Repeal (Courts and Legal Practice) Act 2003 the following examinations are prescribed —
(a)the examinations in the subjects selected by the Board from those forming part of the degree of Bachelor of Laws at —
(i)The University of Western Australia;
(ii)Murdoch University; or
(iii)The University of Notre Dame Australia;
and
(b)the examinations to be sat by articled clerks under rules 29 and 30.
(2)For the purposes of section 7(2)(b)(ii) of the Acts Amendment and Repeal (Courts and Legal Practice) Act 2003 the requirements for practical legal training prescribed for the purposes of section 27(2)(a) of the Legal Practice Act 2003 are prescribed.
Parts 3 and 4 and Schedule 1 of these Rules apply to a person referred to in section 7(2) or 8 of the Acts Amendment and Repeal (Courts and Legal Practice) Act 2003 with any necessary modifications.
(1)The amendments in these rules are to the Legal Practice Board Rules 1949 as continued by section 8(1) of the Acts Amendment and Repeal (Courts and Legal Practice) Act 2003.
(2)Rule 43(a) is deleted and the following paragraph is inserted instead —
“
(a)the examinations in at least 8 subjects forming part of the degree of Bachelor of Laws at —
(i)The University of Western Australia;
(ii)Murdoch University; or
(iii)The University of Notre Dame Australia,
chosen in consultation with the Dean of the relevant Law School and approved by the Board;
”.
(3)Rule 44(1) and (2) are amended by inserting after “he” —
“ or she ”.
(4)Rule 48 is amended as follows:
(a)in paragraph (a) by inserting after “he” —
“ or she ”;
(b)in paragraphs (c) and (d) by deleting “card index” and inserting instead —
“ record ”.
(5)Rule 49 is amended by inserting after “he” —
“ or she ”.
(6)Rules 50 is amended as follows:
(a)by inserting after “his” —
“ or her ”;
(b)by inserting after “he” in both places where it occurs —
“ or she ”.
[r. 2]
Form 1— Application for registration of articles
|
Legal Practice Act 2003 Part 3 Legal Practice Board Rules 2004 r. 22 Form 1 |
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Applicant |
Name |
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Residential address
|
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Telephone (h)(w) |
||
(mobile) |
||
Fax (h)(w) |
||
Email(h) |
||
(w) |
||
Date of birth / / |
||
Place of birth |
||
Principal |
Name |
|
Address
|
||
TelephoneFax |
||
Mobile |
||
|
||
Qualifications |
❑Bachelor of Laws degree from — qThe University of Western Australia qMurdoch University qThe University of Notre Dame Australia or ❑Qualifications approved for the purposes of s. 27(2)(a)(ii) on (date of approval) _____/_____/20_____ or ❑Qualifications approved for the purposes of s. 27(2)(b)(i) on (date of approval) _____/_____/20_____ or ❑Experience in legal practice approved for the purposes of s. 27(2)(b)(ii) on (date of approval) / /20 |
|
Convictions |
I have not / have been convicted of any offences If yes, give details
|
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Statutory declaration
(Witness must be a person authorised to take statutory declarations) |
I declare that the information given in or with this application is true and correct and that I have not omitted any relevant information. |
|
Signature |
||
Date / /20 |
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Witness |
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Signature |
||
Name |
||
Address
|
||
Form 2 — Deed of articles of clerkship
Deed of Articles of Clerkship
Date _____/_____/20_____
Between
_____________________________of_________________________________
_____________________________________________________(“Principal”)
and
_____________________________of _________________________________
________________________________________________ (“Articled Clerk”)
1.Entry into articles
1.1The Principal is to take the Articled Clerk as an articled clerk for one year from the date on which the articles are registered by the Board (“articles period”).
1.2The Articled Clerk is to serve the Principal as an articled clerk during the articles period in accordance with this deed and the Legal Practice Act 2003 (“the Act”).
2.Articled Clerk’s obligations
2.1During the articles period, the Articled Clerk must —
(a)serve the Principal as an articled clerk, honestly, faithfully and diligently;
(b)attend to the duties required of the Articled Clerk by the Principal;
(c)be present at the Principal’s offices during ordinary office hours or at other places or times as required by the Principal;
(d)comply with the proper standards of the legal profession as expected of articled clerks; and
(e)behave in a proper and orderly manner.
2.2The Articled Clerk must keep confidential all information acquired during the articles period about the Principal’s practice or clients, or the practice or clients of the firm or incorporated legal practice of which the Principal is a partner or legal practitioner director.
3.Principal’s obligations
3.1The Principal must ensure that during the articles period the Articled Clerk —
(a)is instructed in the practice and profession of the law as conducted in Western Australia;
(b)is given exposure to as many different areas of law as is practicable;
(c)is provided with an appropriate working environment; and
(d)is not required to carry out duties, or be present at places or times, that are not related to the Principal’s practice or to the practice of law generally, or that are unreasonable.
3.2During the articles period, the Principal must comply with the proper standards of the legal profession in relation to dealing with articled clerks.
3.3If the Articled Clerk —
(a)complies with the Articled Clerk’s obligations under this deed;
(b)attends the courses and passes the examinations required under the Act; and
(c)otherwise complies with the Act in relation to admission as a legal practitioner,
at the end of the articles period the Principal must use his or her best endeavours to have the Articled Clerk admitted.
3.4Clause 3.3 does not require the Principal to pay any costs associated with the Articled Clerk’s admission.
4.Date of effect
This deed takes effect from the date on which the articles are registered by the Legal Practice Board.
Signed as a deed
Principal
(Signature of Principal)
Witness
(Signature of Witness)
(Name of Witness)
(Address of Witness)
Articled clerk
(Signature of Articled Clerk)
Witness
(Signature of Witness)
(Name of Witness)
(Address of Witness)
Form 3 — Certificate of good character for registration as an articled clerk
|
Legal Practice Act 2003 s. 19 Legal Practice Board Rules 2004 r. 22 Form 3 |
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Applicant |
Name |
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Address
|
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Practitioner / Person giving certificate |
Name |
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Address
|
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TelephoneFax |
||
Mobile |
||
|
||
I am (select appropriate box) □ Local practitioner of at least 2 years’ standing. □ Person of good repute and standing, being (describe ) __________________________________________________
|
||
Relationship with applicant (e.g. friend, relative, employer) |
||
I have known the applicant formonths/years |
||
I certify that — ·in my opinion the applicant is of good fame and character to be an articled clerk in Western Australia. |
||
Signature |
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Date / /20 |
||
Form 4 — Application for registration of assignment of articles
|
Legal Practice Act 2003 s. 22 Legal Practice Board Rules 2004 r. 23 Form 4 |
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Articled Clerk |
Name |
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Residential address
|
||
Telephone (h)(w) |
||
(mobile) |
||
Fax (h)(w) |
||
Email(h) |
||
(w) |
||
Old Principal |
Name |
|
Address
|
||
TelephoneFax |
||
Mobile |
||
|
||
New Principal |
Name |
|
Address
|
||
TelephoneFax |
||
Mobile |
||
|
||
Articles |
Date of Deed of Articles of Clerkship / /20 |
|
Date of registration / /20 |
||
Date of Deed of Assignment of Articles / /20 |
||
Reason for assignment |
The Old Principal — qis incapacitated by reason of mental disability. qhas become a disqualified person. qhas ceased to practise in Western Australia on his or her own account or to be a legal practitioner director. qhas had his or her approval to have an articled clerk revoked by the Board. or Another reason consented to by the Board (details) |
|
Articled Clerk |
Signature |
|
Date / /20 |
||
Form 5 — Deed of assignment of articles
Deed of Assignment of Articles of Clerkship
Date _____/_____/20_____
Between
_____________________________of_________________________________
_________________________________________________(“Old Principal”)
and
_____________________________of_________________________________
________________________________________________(“New Principal”)
and
_____________________________of _________________________________
________________________________________________ (“Articled Clerk”)
Recitals
A.By a deed of articles of clerkship dated _____/_____/20_____ (“deed”), and registered with the Legal Practice Board on _____/_____/20_____ the articled clerk became articled to the Old Principal.
B.The parties agree that, subject to registration by the Legal Practice Board, the articles be assigned to the New Principal.
Deed
1.Assignment
The Old Principal assigns to the New Principal the obligations and benefit of the position of principal under the deed.
2.Obligations under assigned deed
For the remainder of the term of the articles —
(a)the New Principal is to perform the obligations of principal under the deed; and
(b)the Articled Clerk is to perform his or her obligations as an articled clerk to the New Principal.
3.Date of effect
This deed takes effect from the date on which the assignment of the articles is registered by the Legal Practice Board.
4.Release of Old Principal
The Old Principal’s obligations under the deed cease on the date of this deed.
Signed as a deed.
Old Principal
(Signature of Old Principal)
Witness
(Signature of Witness)
(Name of Witness)
(Address of Witness)
New Principal
(Signature of New Principal)
Witness
(Signature of Witness)
(Name of Witness)
(Address of Witness)
Articled Clerk
(Signature of Articled Clerk)
Witness
(Signature of Witness)
(Name of Witness)
(Address of Witness)
[Form 5 amended in Gazette 12 Apr 2005 p. 1170.]
Form 6 — Application for cancellation of registration of articles and registration of new articles
|
Legal Practice Act 2003 s. 22 Legal Practice Board Rules 2004 r. 23 Form 6 |
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Articled Clerk |
Name |
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Residential address
|
||
Telephone (h)(w) |
||
(mobile) |
||
Fax (h)(w) |
||
Email(h) |
||
(w) |
||
Old Principal |
Name |
|
Address
|
||
New Principal |
Name |
|
Address
|
||
TelephoneFax |
||
Mobile |
||
|
||
Articles |
Date of original Deed of Articles of Clerkship / /20 |
|
Date of registration / /20 |
||
Date of new Deed of Articles of Clerkship / /20 |
||
Reason for cancellation of articles |
The Old Principal — qhas died qis incapacitated by reason of mental disability qhas become a disqualified person qhas ceased to practise in Western Australia on his or her own account or to be a legal practitioner director qhas had his or her approval to have an articled clerk revoked by the Board or Another reason consented to by the Board (details) |
|
Articled Clerk |
Signature |
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Date / /20 |
||
Form 7 — Certificate of completion of articles
|
Legal Practice Act 2003 Legal Practice Board Rules 2004 r. 27 Form 7 |
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Articled clerk |
Name |
|
Address
|
||
Principal |
Name |
|
Address
|
||
TelephoneFax |
||
Mobile |
||
|
||
Articles |
Date of registration / /20 |
|
Term of articles: From / /20 to / /20 |
||
I certify that the Articled Clerk — ❑has completed 12 months service as my articled clerk; or ❑has served as my articled clerk since (date of commencement of articles) _____/_____/20_____ and that I intend the Articled Clerk to continue as my articled clerk for the duration of the term of articles, which will be completed before the date proposed for the Articled Clerk’s admission. I certify that while serving as my articled clerk, the Articled Clerk has complied with all of the Articled Clerk’s obligations under the Legal Practice Act 2003 and the Deed of Articles of Clerkship. |
||
Signature |
||
Date / /20 |
||
[Form 7 amended in Gazette 12 Apr 2005 p. 1171.]
Form 8 — Application for approval of qualification for s. 27(2)(a)(ii)
|
Legal Practice Act 2003 s. 27 Legal Practice Board Rules 2004 r. 33 Form 8 |
|
Applicant |
Name |
|
Residential address
|
||
Telephone (h)(w) |
||
(mobile) |
||
Fax (h)(w) |
||
Email(h) |
||
(w) |
||
Date of birth / / |
||
Place of birth |
||
Qualification |
Qualification |
|
Institution |
||
Io obtained the qualification on o am in my final year of studying for the qualification |
||
Statutory declaration
(Witness must be a person authorised to take statutory declarations) |
I declare that the information given in or with this application is true and correct and that I have not omitted any relevant information. |
|
Signature |
||
Date / /20 |
||
Witness |
||
Signature |
||
Name |
||
Address
|
||
Form 9 — Application for approval of qualifications and experience for s. 27(2)(b)
|
Legal Practice Act 2003 s. 27 Legal Practice Board Rules 2004 r. 35 Form 9 |
|
Applicant |
Name |
|
Residential address
|
||
Telephone (h)(w) |
||
(mobile) |
||
Fax (h)(w) |
||
Email(h) |
||
(w) |
||
Date of birth / / |
||
Place of birth |
||
Qualifications |
(Give details of all educational and professional qualifications and courses) Qualification
Qualification |
|
Experience |
Articles / pupillage Principal |
|
Admission to practice Jurisdiction
Jurisdiction |
||
|
Entitlement to practice Jurisdiction
Jurisdiction
|
Post admission practice (Give details for each different period of work) Jurisdiction Jurisdiction |
|
Current practice Jurisdiction |
|
Professional Regulatory Body |
Name Address TelephoneFacsimile____________________
|
Statutory declaration
(Witness must be a person authorised to take statutory declarations) |
I declare that the information given in or with this application is true and correct and that I have not omitted any relevant information. |
Signature |
|
Date / /20 |
|
Witness |
|
Signature |
|
Name |
|
Address
|
|
Form 10 — Notice of intention to apply for admission
|
Legal Practice Act 2003 s. 28 Legal Practice Board Rules 2004 r. 36 Form 10 |
|
Applicant |
Name |
|
Residential address
|
||
Telephone (h)(w) |
||
(mobile) |
||
Fax (h)(w) |
||
Email(h) |
||
(w) |
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Qualification |
❑Bachelor of Laws degree from — qThe University of Western Australia qMurdoch University qThe University of Notre Dame Australia or o Qualifications approved for the purposes of s. 27(2)(a)(ii) on (date of approval) _____/_____/20_____ or oQualifications approved for the purposes of s. 27(2)(b) on (date of approval) _____/_____/20_____
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Articles |
Date of registration / /20 |
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Term of articles |
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Principal Name Address
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Articles were❑ assigned❑ replaced with new articles If yes, date of registration_____/_____/20_____ New Principal Name Address
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ATP |
I passed the Articles Training Programme on / /20 |
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Admission in other jurisdictions |
Place of admission Admitted as (e.g. barrister, solicitor, attorney) Date of admission
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Place of admission Admitted as (e.g. barrister, solicitor, attorney) Date of admission
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I have not / have committed any act which would render my name liable to be struck off the rolls of any jurisdiction to which I am admitted or to be suspended from practice If yes, give details
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I have not / have been the subject of a complaint to any regulatory body. If yes, give details
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Convictions |
I have not / have been convicted of any offences If yes, give details
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Statutory declaration
(Witness must be a person authorised to take statutory declarations) |
I declare that the information given in or with this notice is true and correct and that I have not omitted any relevant information. |
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Signature |
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Date / /20 |
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Witness |
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Signature |
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Name |
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Address
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Form 11 — Certificate of good character for applicant for admission
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Legal Practice Act 2003 s. 28 Legal Practice Board Rules 2004 r. 36 Form 11 |
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Applicant |
Name |
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Address
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(If qualified under s. 27(2)(b)) Jurisdiction where currently practising, or last practised |
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Person giving certificate |
Name |
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Address
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TelephoneFax |
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Mobile |
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I am oA local practitioner of at least 2 years’ standing; oa person of good repute and standing from jurisdiction where Applicant is currently practising, or last practised.
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Relationship with Applicant (e.g. friend, relative, employer) |
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I have known the Applicant foryears |
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I certify that in my opinion the Applicant is of good fame and character and a fit and proper person to be admitted as a legal practitioner in Western Australia. |
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Signature |
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Date / /20 |
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Form 12 — Advertisement of intention to apply for admission
Application for admission as a legal practitioner |
Legal Practice Act 2003 s. 28 Legal Practice Board Rules 2004 r. 38 Form 12 |
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Applicant*
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Name |
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Address
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The Applicant intends to apply to the Full Court of the Supreme Court of Western Australia to be admitted as a legal practitioner under the Legal Practice Act 2003. The Applicant intends to make the application on _____/_____/20_____
Objections to the admission can be made by lodging a notice of objection, stating the grounds for objection, at the Supreme Court at least 7 days before that date. |
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Secretary of the Legal Practice Board |
Signature |
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Name |
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Date / /20 |
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·If Applicant is qualified under section 27(2)(b)(ii), include this panel
·
Admitted to practice in (jurisdiction) as (e.g. barrister, solicitor, attorney) on / / |
Form 13 — Affidavit of applicant for admission
AFFIDAVIT of_____________________________
I
of
make oath and say —
1.I have obtained from the Legal Practice Board a certificate as required by the Legal Practice Act 2003 section 28(1)(c).
That certificate is attached as Annexure A.
2.*I have caused advertisements of my intention to apply to the Court for admission as a legal practitioner to be published in accordance with the Legal Practice Act 2003 section 28(1)(d) and the Legal Practice Board Rules 2004 rule 38.
The advertisements appeared in (name of newspaper)
_____________________________on _____/_____/20_____ and _____/_____/20_____
Sworn by Before me (signature of witness) Name |
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(signature of deponent) |
*Paragraph 2 not required if the application is made under the Mutual Recognition (Western Australia) Act 2001.
Form 14 — Certificate of completion of restricted practice
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Legal Practice Act 2003 s. 33 Legal Practice Board Rules 2004 r. 41 Form 14 |
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Restricted Practitioner |
Name |
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Address
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TelephoneFax |
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Mobile |
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Date of admission / /20 |
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Period of employment / /20 to / /20 |
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Employer |
Name |
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Address
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TelephoneFax |
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Mobile |
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I certify that — ·I am a legal practitioner authorised under the Legal Practice Act 2003 to take, have and retain an articled clerk; and ·the Restricted Practitioner worked for me as an employed legal practitioner during the period of employment referred to above. |
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Signature |
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Date / /20 |
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Form 15 — Notice of intention to apply for re-admission
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Legal Practice Act 2003 s. 34 Legal Practice Board Rules 2004 r. 42 Form 15 |
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Person intending to apply for re‑admission |
Name |
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Residential address
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Telephone (h)(w) |
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(mobile) |
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Fax (h)(w) |
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Email(h) |
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(w) |
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Admission |
Date of admission / / |
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Date struck off / / |
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Reasons for being struck off |
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Employment since being struck off |
Employer Employer |
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Statutory declaration
(Witness must be a person authorised to take statutory declarations) |
I declare that — ·the information given in or with this notice is true and correct and that I have not omitted any relevant information; ·since being struck off I have not engaged in any illegal or unprofessional conduct. |
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Signature |
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Date / /20 |
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Witness |
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Signature |
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Name |
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Address |
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Form 16 — Certificate of good character for applicant for re‑admission
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Legal Practice Act 2003 s. 34 Legal Practice Board Rules 2004 r. 42 Form 16 |
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Applicant |
Name |
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Address
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Date struck off / / |
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Person giving certificate |
Name |
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Address
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TelephoneFax |
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Mobile |
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Relationship with Applicant (e.g. friend, relative, former employer)
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I have known the Applicant foryears |
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o Employer of Applicant since being struck off o Other person of good repute and standing |
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I certify that — ·to the best of my knowledge, since being struck off the Applicant has not engaged in any illegal or unprofessional conduct; and ·in my opinion the Applicant is a fit and proper person to be re‑admitted as a legal practitioner in Western Australia. |
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Signature |
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Date / /20 |
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Form 17 — Application for practice certificate
Legal Practice Act 2003 s. 37, 38, 39 Legal Practice Board Rules 2004 r. 44 Form 17 |
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Applicant |
Name |
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TitleMr / Ms / Mrs / Miss / Dr / Other QC / SC Date of appointment ____/_____/________ Jurisdiction in which appointed |
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Residential address No & Street SuburbStatePostcode |
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TelephoneFax |
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Mobile |
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Practice
(If not currently practising, give details of intended practice as at date on which practice certificate will take effect.) |
Place of practice |
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Street address No & Street SuburbStatePostcode Postal address TelephoneFax |
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Capacity in which practising |
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o Barrister |
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o Sole practitioner Practice name |
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o Equity Partner o Salaried Partner Partnership name o Legal partnershipo Multi‑disciplinary partnership |
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o Director or officer of incorporated legal practice Name of corporation ACN or ARBN |
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o Employee Name of employer o Consultant Name of employer o Corporate solicitor Name of employer |
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o Not practising |
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Admission outside WA Give details for each jurisdiction in which admitted If more space is required, use page 4 |
Jurisdiction
Jurisdiction
Jurisdiction |
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Trust account
*Delete whichever is not applicable
Give details for each trust account If more space is required, use page 4 |
I*do / do not receive trust moneys. If yes, trust account used by applicant Name of account AuditorName
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Professional indemnity insurance *Delete whichever is not applicable |
I*hold my own / am covered by my employer’s I*have / have not complied with Law Mutual’s requirements. |
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Complaints
*Delete whichever is not applicable |
An order under the Legal Practice Act 2003 s. 177, 185 or 191 (or an equivalent section of the Legal Practitioners Act 1893) *has / has not been made in relation to me. If yes, made under section __________ on ____/_____/_____ Fineo fined $________________o no fine o paid on ____/____/20____o not paid Costso ordered to pay $_________o no order o paid on ____/____/20____o not paid Expenseso ordered to pay $_________o no order o paid on ____/____/20____o not paid |
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Fitness, capacity and solvency
*Delete whichever is not applicable
If more space is required, use page 4 |
I*am / am not an insolvent under administration within the meaning of the Corporations Act (this includes being bankrupt). I*am / am not a legal practitioner director of an incorporated legal practice that is insolvent within the meaning of the Corporations Act. If yes, give details |
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I*am / am not in prison. If yes, give details |
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Payment |
Payment to accompany application Practice certificate fee$________ Guarantee Fund contribution$________ (Contribution No. ______________) Total$________ Method of payment o Chequeo Casho Electronic funds transfer o Credit Card Name on card Card No. __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ Expiry date ______/20 Card holder’s signature _____________________ |
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Confirmation |
I confirm that — ·I am not struck off, suspended, disqualified or otherwise prohibited from engaging in legal practice in WA or in any other place; and ·the information given in or with this application is true and correct and that I have not omitted any relevant information. |
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Signature |
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Date / /20 |
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Additional information if required |
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[Form 17 inserted in Gazette 12 Apr 2005 p. 1171-3; (Printers correction in Gazette 19 Apr 2005 p. 1292-4).]
Form 18 —
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Legal Practice Act 2003 s. 91 Legal Practice Board Rules 2004 r. 46 Form 18 |
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Interstate Practitioner |
Name |
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Residential address
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TelephoneFax |
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Mobile |
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Date of birth / / |
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Place of birth |
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Practice in WA |
Address
TelephoneFax |
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Date of establishment of office / /20 |
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Capacity in which practising |
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o Barrister |
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o Sole practitioner |
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o Equity Partner / Salaried Partner Partnership name o Legal partnershipo Multi‑disciplinary partnership Names of partners (identify any who are not legal practitioners) |
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o Employee / Consultant / Corporate Solicitor
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o Director or officer of incorporated legal practice Name of corporation o Directoro Officer (office) ACN or ARBN |
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I / will / will not accept trust moneys in WA If yes, trust account in WA Bank BSB no. account no. |
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Principal place of practice |
State |
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Address
TelephoneFax |
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Date of admission / / |
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Date of practice certificate / / |
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Any restrictions on entitlement to practice (give details)
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Other places of practice |
Address
TelephoneFax Date of admission_____/_____/________ Date of practice certificate_____/_____/________ Any restrictions on entitlement to practice (give details)
Address
TelephoneFax Date of admission_____/_____/________ Date of practice certificate_____/_____/________ Any restrictions on entitlement to practice (give details)
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Statutory declaration
(Witness must be a person authorised to take statutory declarations) |
I declare that the information given on or with this notice is true and correct and that I have not omitted any relevant information. |
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Signature |
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Date / /20 |
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Witness |
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Signature |
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Name |
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Address
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Form 19 — Application for registration as foreign lawyer
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Legal Practice Act 2003 s. 103 Legal Practice Board Rules 2004 r. 47 Form 19 |
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Applicant |
Name |
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Residential address
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TelephoneFax |
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Mobile |
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|
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Date of birth / / |
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Place of birth |
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Qualifications |
(Give details for all educational and professional qualifications) Qualification
Qualification |
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Practice outside Australia |
I am registered to practice law in (home country) |
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Principal place of practice Address
TelephoneFax |
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Date of admission / / |
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Period of practice / / to / / |
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Registration authority Name Address
TelephoneFax |
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Disciplinary proceedings and restrictions on practice in home country |
My registration to practice law in my home country is / is not cancelled or suspended as a result of disciplinary action. If yes, give details |
I am / am not the subject of any disciplinary proceedings (including any preliminary investigations or action that might lead to disciplinary proceedings) in relation to my registration to practice law in my home country. If yes, give details |
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I am / am not a party to any pending criminal or civil proceeding that might result in disciplinary action being taken against me. If yes, give details |
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I am / am not otherwise prohibited from practising law, or bound by any undertaking not to practise law, in my home country. If yes, give details |
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I am / am not subject to any conditions in practising law in my home country as a result of criminal, civil or disciplinary proceedings in that country If yes, give details |
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I am / am not subject to any other conditions imposed as a restriction on my legal practice, or any undertaking given by me restricting my legal practice If yes, give details |
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Practice in WA |
Address (for service of documents)
TelephoneFax |
Commencement date / /20 |
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Capacity in which practising |
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o Barrister |
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o Sole practitioner Practice name |
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o o Equity Partner o Salaried Partner Partnership name o Legal partnershipo Multi‑disciplinary partnership Names of partners |
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o Employee / Consultant / Corporate Solicitor Name of employer |
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o Director or officer of incorporated legal practice Name of corporation o Director❑ Officer (office) |
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I will / will notaccept trust moneys in WA If yes, trust account in WA Bank BSB no. account no. |
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Statutory declaration
(Witness must be a person authorised to take statutory declarations) |
I declare that — ·the information given in or with this application is true and correct and that I have not omitted any relevant information; ·the accompanying instrument from the registration authority in my home country is, or is a complete and accurate copy of, the original instrument; ·all documents accompanying this application that are not in English are accompanied by true and correct English translations; and ·I consent to the making of inquiries of, and the exchange of information with, the registration authority in my home country regarding my activities in practising law in that country or otherwise regarding matters relevant to this application. |
Signature |
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Date / /20 |
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Witness |
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Signature |
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Name |
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Address
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Form 20 — Accountant’s certificate
Accountant’s |
Legal Practice Act 2003 s. 147 Legal Practice Board Rules 2004 r. 58 Form 20 |
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Legal Practitioner |
Name |
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Firm |
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Address
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Accountant |
Name |
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Firm |
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Address
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TelephoneFax |
||
Mobile |
||
|
||
I am — o registered, or taken to be registered, as an auditor under Part 9.2 of the Corporations Act o approved for the purposes of the Real Estate and Business Agents Act 1978 s. 72(2) |
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Previous certificate |
Given by (name and firm)
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Date / /20 |
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Examination of books of accounts |
Date of examination / /20 to / /20 |
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The Legal Practitioner did / did not make available all documents and information necessary to enable me to give this certificate. If not, give details of what was not made available, the reasons given and the effect of the non‑availability on this certificate
|
||
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I have examined the Legal Practitioner’s accounting systems and am of the opinion that they — are / are not suitable to enable compliance with the Legal Practice Board Rules 2004, Part 6 are / are not appropriate for the Legal Practitioner’s practice If not, give details
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I have examined the Legal Practitioner’s books of account for the period since the previous accountant’s certificate was given and am of the opinion that the Legal Practitioner — has / has not complied with the Legal Practice Board Rules 2004, Part 6 If not — the non‑compliance consisted of — otrivial breaches due to clerical errors or mistakes all of which were rectified on discovery oother breaches (give details)
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Examinations conducted |
I have conducted the following examinations to enable me to give this certificate:
|
|
I certify that the information given in this certificate is true and correct and that I honestly hold the opinions stated in it. |
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Signature |
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Date / /20 |
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1This is a compilation of the Legal Practice Board Rules 2004 and includes the amendments made by the other written laws referred to in the following table.
Citation |
Gazettal |
Commencement |
Legal Practice Board Rules 2004 |
14 May 2004 p. 1473-557 |
14 May 2004 |
Legal Practice Board Amendment Rules (No. 2) 2005 |
12 Apr 2005 p. 1170-3 (Printers correction in Gazette 19 Apr 2005 p. 1292-4) |
12 Apr 2005 |
Legal Practice Board Amendment Rules (No. 3) 2005 |
6 May 2005 p. 2023 |
6 May 2005 |